Financial Crime Compliance Manager

·
Full time
Location: London
·
Job offered by: Compliance Professionals
·
Job Description

THE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Act as an escalation point for financial crime compliance queries. Work with the DMLRO to ensure staff in the Bank receive a proper Financial Crime advisory service. Responsible for managing KYC, ABC, sanctions and fraud-related escalations. Provide training and guidance to the first line of defence on financial crime risks and control requirements. Perform 2nd line assurance reviews as determined by the financial crime prevention monitoring plan and ensure reports are produced on a timely basis. Maintain strong front office engagement to help identify and facilitate other strategic risk assessments. Partner with other teams across the Bank to deliver enhancements to processes and client experience, ensuring they adhere to the Bank policies and procedures. Support critical financial crime actions following audits and reviews. Deliver financial crime gap analysis, identifying areas for improvement and ensuring that the bank remains compliant with evolving regulations. Conduct regular horizon scanning to stay ahead of emerging financial crime risks and regulatory changes. Support the DMLRO with the review of Suspicious Activity Reports, financial crime-related investigations, or any projects as required. Update compliance desktop procedures and record maintenance. Support the preparation and maintenance of Management Information. Assist with the preparation of regular Management Information reports to the Senior Management, Audit committees, the Head Office, and other ad hoc reports as required. Update policies and guidelines. EXPERIENCE REQUIRED: Previous experience in 2nd Line Advisory within Financial Crime Compliance. Broad financial crime regulatory knowledge and practical experience of the following: JMLSG, ML regs, POCA 2002, TACT, SAMLA, ECCTA, Bribery Act 2010, FCA Handbook and International Sanctions. An understanding of industry-wide financial crime practices and trends. Strong second line experience. Credibility dealing with senior stakeholders. Excellent stakeholder management experience with a focus on interaction with the Business. Ability to take initiative and think outside the box whilst introducing and enhancing control processes, reporting, and oversight. Effective solutioning, and ability to balance risk and practicality to determine appropriate action/solutions. For further information, please contact Duncan Jeffery.

#J-18808-Ljbffr

Recent Jobs

London (On site) · Full time

Are you a smart, driven professional who takes pride in making a difference in local communities? Turner & Townsend’s Real Estate division is experiencing significant growth and we’re looking for an experienced industry professional with health project experience to join our high-performing and collaborative Project Management team. Why Join Us? Impactful Work: Contribute to social [...]Read More... from Assistant Project Manager – Healthcare See details

Chasetown (On site) · Full time

My client, Autosmart International are a manufacturing success story! Site Operations Manager – leading fast-paced manufacturing and warehousing About Our Client Autosmart International is a manufacturing success story, leading the field in vehicle cleaning products. We are the No.1 choice of automotive trade customers across the UK. We have doubled in size in the last [...]Read More... from Site Operations Manager See details

London (On site) · Full time

CSS are looking for an experienced duty officer to join our client’s team who are a local council responsible for all areas within the Tendering district. Working hours: All shifts are 8 hours long with various start times available: Monday to Friday – start times between 6AM – 3PM Saturday & Sunday – 6AM – [...]Read More... from Duty Officer See details