Full or Part time office based hours flexible with occasional UK travel to other offices . Clark James Insurance Recruitment are working on this rare, interesting and varied role within a mid size and highly successful Insurance Broker in North West London. They are looking for an
experienced Insurance/Financial services compliance person
to head up their compliance function dealing with the implementation and monitoring of FCA standards including communications with the regulator and cascading information through the company. This will include file audits, TCF reports, and maintaining branch procedures manuals. You would complete regular online FCA assessments as well as assist with items such as the renewal lapse list and binding authority list. You will have experience in a similar FCA regulated role and be able to update SMCR roles and responsibilities, update BCP, and be responsible for the regulatory Business Plan. Overall, this is a challenging but extremely rewarding role with a growing and friendly broker where we think you would very much enjoy working. The salary is negotiable, and the company is willing to consider full-time applicants or perhaps splitting the role part-time. Please do not apply
if you are not from an
Insurance/FS
background as we need you to have a good understanding of how the business works, and you absolutely MUST have a good level of exposure to compliance for a broker, MGA, or Insurer.
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experienced Insurance/Financial services compliance person
to head up their compliance function dealing with the implementation and monitoring of FCA standards including communications with the regulator and cascading information through the company. This will include file audits, TCF reports, and maintaining branch procedures manuals. You would complete regular online FCA assessments as well as assist with items such as the renewal lapse list and binding authority list. You will have experience in a similar FCA regulated role and be able to update SMCR roles and responsibilities, update BCP, and be responsible for the regulatory Business Plan. Overall, this is a challenging but extremely rewarding role with a growing and friendly broker where we think you would very much enjoy working. The salary is negotiable, and the company is willing to consider full-time applicants or perhaps splitting the role part-time. Please do not apply
if you are not from an
Insurance/FS
background as we need you to have a good understanding of how the business works, and you absolutely MUST have a good level of exposure to compliance for a broker, MGA, or Insurer.
#J-18808-Ljbffr
