Oversee and guide the Compliance Team, ensuring proactive decision-making and operational efficiency. People Management:
Conduct regular 1:1s, appraisals, and team meetings to foster development and motivation within your team. Training & Development:
Support and enhance the skills of the Compliance Team through targeted training initiatives. Client Outcomes:
Continuously seek opportunities to improve client outcomes and refine our compliance function and control frameworks. Risk Management:
Analyze management information to identify and mitigate customer and business risks. Reporting:
Prepare detailed reports for the Board and Committees, offering actionable recommendations to address weaknesses. Stakeholder Collaboration:
Work closely with key business areas and stakeholders to implement MIH’s compliance strategies. Industry Knowledge:
Stay updated with industry trends and compliance knowledge to support your personal development. Skills and Experience Relevant Experience:
Proven experience in compliance roles within financial services, ideally in intermediary mortgage and insurance firms. Team Management:
Demonstrated ability to manage, motivate, and develop teams effectively. Proactivity:
Willingness to take responsibility for enhancing team efficiency and accountability. Regulatory Knowledge:
Strong understanding of MCOB, ICOBS, DISP, data protection, and money laundering regulations. Problem-Solving:
Ability to identify root causes and develop improvement plans. Leadership:
Lead by example to create a positive working environment. Communication:
Excellent written and verbal communication skills for insightful reporting. Attention to Detail:
Meticulous attention to detail. IT Proficiency:
Strong IT skills. Apply Now! If you’re ready to make a significant impact and advance your career in compliance, we want to hear from you! Join MIH and be a part of a team that values your expertise and is committed to delivering excellence. Submit your application today and step into a role where your contributions truly matter. Who we are: We’re a mortgage and insurance network and club, supporting advisers for over 25 years. Founded in 1996, we started life as a lead generation company and have grown into the multi-award-winning network and club we are today. You’ll benefit from our wealth of industry experience, premium network and club services and expertise in business growth. MS01850
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