Description
- Provision of qualitative compliance advice and support to the relevant business areas within Private Markets;
- Review of relevant regulatory developments and onward communication to the relevant business areas where appropriate;
- Active participation in Compliance or business-driven projects, including regulatory developments and supporting strategic growth initiatives;
- Providing Compliance representation throughout the Product Development process of EMEA domiciled Private Markets institutional and wealth products (including, ELTIF and LTAF), including review of fund documentation and provision of regulatory advice as it relates throughout the product development and distribution lifecycle;
- Liaising with portfolio managers and other investment staff on regulatory matters and the application of compliance policies, e.g., inside information and wall-crossings, crossing, allocation and re-allocation, conflicts of interest;
- Support of the Capital Markets Team on regulatory matters including advising on application of Information Barrier policy, Restricted Lists and applicable regulation;
- Drafting and maintenance of policies and procedures;
- Supporting the design and delivery effective regulatory training initiatives to the business.
Skills
Compliance
Law
Regulations
Stakeholder management
Risk management
Portfolio management
Job Title:
VP Private Markets Compliance Officer Location:
London, UK Rate/Salary:
400.00 - 498.00 GBP Daily Job Type:
Contract
#J-18808-Ljbffr
VP Private Markets Compliance Officer Location:
London, UK Rate/Salary:
400.00 - 498.00 GBP Daily Job Type:
Contract
#J-18808-Ljbffr
