Senior Compliance Monitoring Associate x 2 (12-Month Fixed Term Contract)
Location: 2 days in Bath (Hybrid Working)
Salary: up to 55K plus benefits (34 days holiday, bonus, private medical, income protection, life assurance, pension and more)
Join a dynamic financial services company driving growth and innovation. As a Senior Compliance Monitoring Associate, you'll help ensure regulatory adherence and maintain a strong compliance culture.
Key Responsibilities:
Conduct compliance reviews to assess adherence to regulations and internal policies. Identify risks and develop monitoring plans. Prepare reports with findings and recommendations. Track corrective actions from reviews and inspections. Stay updated on regulatory changes and trends. Promote a culture of compliance within the organization. What You'll Bring:
Experience in compliance monitoring within financial services. Strong knowledge of regulations (e.g., AML, KYC, MiFID, GDPR). Proven ability to run risk-based monitoring programs. Excellent analytical and reporting skills. Strong communication skills at all levels. Relevant qualifications (e.g., CISI Compliance Diploma). Desirable: Experience in a Wrap Platform business. Why Join Us?
Join a company that values growth, inclusivity, and career development. Apply today!
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Conduct compliance reviews to assess adherence to regulations and internal policies. Identify risks and develop monitoring plans. Prepare reports with findings and recommendations. Track corrective actions from reviews and inspections. Stay updated on regulatory changes and trends. Promote a culture of compliance within the organization. What You'll Bring:
Experience in compliance monitoring within financial services. Strong knowledge of regulations (e.g., AML, KYC, MiFID, GDPR). Proven ability to run risk-based monitoring programs. Excellent analytical and reporting skills. Strong communication skills at all levels. Relevant qualifications (e.g., CISI Compliance Diploma). Desirable: Experience in a Wrap Platform business. Why Join Us?
Join a company that values growth, inclusivity, and career development. Apply today!
#J-18808-Ljbffr
