Director - Eximius Finance (Accounting and Finance recruitment)
A top-tier US IB, operating a hybrid working policy (3 days in the office), is looking for a Head of Regulatory Reporting. This role could be hired at Senior VP or Director equivalent level. You will be responsible for overseeing and managing all regulatory reporting functions with a team of 5/6 across London and Europe. This senior role requires a deep understanding of regulatory requirements, trading book products, strong analytical skills, and the ability to lead a team to ensure compliance with all applicable regulations.
Responsibilities
Lead and manage the regulatory reporting team (5/6 across EMEA), providing direction, support, and development opportunities. Ensure timely and accurate reporting to the relevant competent authorities (mainly the FCA and Bafin/Bundesbank), including MIFID PRU/IFR reporting for all European entities. Ensure timely and accurate reporting of key regulatory metrics (capital, liquidity, concentration) as part of internal monitoring and dashboards. Support the ongoing development of systems and processes to meet department needs for both new business and regulatory changes, including testing regulatory reporting systems prior to implementation. Work closely with business areas and risk on capital planning exercises, internal assessment of risk, and allocation of capital by business. Collaborate with the risk team around optimisation of existing regulatory treatment to support the firm’s current and new business development. Maintain key relationships with the FCA and be the gatekeeper on all escalations around reporting of breaches, including those flagged by the regulatory reporting group. Maintain key relationships with relevant industry associations to ensure the business views are considered in any relevant matters. Produce Pillar 3 disclosure, working with the reporting and risk team to source the various inputs into the document. Work closely with risk on the development of the Internal Capital and Risk Assessment Process (ICARA – Pillar 2), including the solvent wind-down plan and business stress scenarios. Qualifications/Experience
Bachelor's degree in Finance, Accounting, Economics, or a related field; advanced degree or professional certification (e.g., ACA or equivalent, CFA) preferred. Extensive experience in regulatory reporting within an investment banking environment. In-depth knowledge of UK and EU regulatory requirements, including MIFIDPRU and IFR. Proven leadership and team management skills. Strong analytical and problem-solving abilities. Excellent communication and interpersonal skills, with significant exposure to senior individuals across the front, middle, and back office. Ability to work under pressure and meet tight deadlines. Proficiency in regulatory reporting software and tools, specifically AXIOM, would be beneficial.
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Lead and manage the regulatory reporting team (5/6 across EMEA), providing direction, support, and development opportunities. Ensure timely and accurate reporting to the relevant competent authorities (mainly the FCA and Bafin/Bundesbank), including MIFID PRU/IFR reporting for all European entities. Ensure timely and accurate reporting of key regulatory metrics (capital, liquidity, concentration) as part of internal monitoring and dashboards. Support the ongoing development of systems and processes to meet department needs for both new business and regulatory changes, including testing regulatory reporting systems prior to implementation. Work closely with business areas and risk on capital planning exercises, internal assessment of risk, and allocation of capital by business. Collaborate with the risk team around optimisation of existing regulatory treatment to support the firm’s current and new business development. Maintain key relationships with the FCA and be the gatekeeper on all escalations around reporting of breaches, including those flagged by the regulatory reporting group. Maintain key relationships with relevant industry associations to ensure the business views are considered in any relevant matters. Produce Pillar 3 disclosure, working with the reporting and risk team to source the various inputs into the document. Work closely with risk on the development of the Internal Capital and Risk Assessment Process (ICARA – Pillar 2), including the solvent wind-down plan and business stress scenarios. Qualifications/Experience
Bachelor's degree in Finance, Accounting, Economics, or a related field; advanced degree or professional certification (e.g., ACA or equivalent, CFA) preferred. Extensive experience in regulatory reporting within an investment banking environment. In-depth knowledge of UK and EU regulatory requirements, including MIFIDPRU and IFR. Proven leadership and team management skills. Strong analytical and problem-solving abilities. Excellent communication and interpersonal skills, with significant exposure to senior individuals across the front, middle, and back office. Ability to work under pressure and meet tight deadlines. Proficiency in regulatory reporting software and tools, specifically AXIOM, would be beneficial.
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