Company: FincSelect
We are so excited by this start-up. This investment platform puts the customer at the core of it’s business. And with their pension product recently launched, this firm is destined for great things. We’re looking for someone to lead compliance. Everything from implementing policies and procedures, product governance, financial crime and interaction with the regulator. [...]Read More... from Head of Compliance – Wealth / Pensions See details
We are so excited by this start-up. This investment platform puts the customer at the core of it’s business. And with their pension product recently launched, this firm is destined for great things. We’re looking for someone to lead compliance. Everything from implementing policies and procedures, product governance, financial crime and interaction with the regulator. [...]Read More... from Head of Compliance – Wealth / Pensions See details
Location: London, 4 days per week in the office, 1 from home. We’re working with a FinTech that’s grown exponentially over the past 5 years. With an IPO on the table and continued global expansion, this really is the place to be in the FinTech world. Their Markets business is doing exceptionally well, they need [...]Read More... from Compliance Manager – MiFID See details
We’re very excited to be working with a commodities giant on an opportunity within their trade surveillance team. With unparalleled buy-in from senior leadership and some punchy plans for the future of the team, this is a surveillance role that really stands out from the rest in the market. The are an infinite amount of [...]Read More... from Trade Surveillance Associate See details
Financial Crime Framework Specialist 12 month FTC £75,000 – £100,000 London – 3 days a week in office / 2 from home In this role you will be leading the redesign of the firm’s anti-financial crime policies and standards, with an initial primary focus on the Firm’s AML/CTF policy and the Client Due Diligence Standards. [...]Read More... from Financial Crime Compliance Framework Specialist – 12 month FTC See details
London, 3 days per week in the office. 2 from home. Why do I love this client so much? The people and culture! A global asset management firm are looking to hire a Head of Compliance Advisory to cover a 12 month maternity leave. You’ll be covering both their traditional and alternative asset business’ advising [...]Read More... from Head of Compliance Advisory – 12 Month Fixed Term Contract See details
