Company: Novia Financial plc
The purpose of this position is to assist the Corporate Actions team in their business-critical daily responsibilities. A mixture of operational and regulatory focus provides a varied and interesting role for someone who has experience in this area, or for an ambitious and talented individual who wants to progress in this direction and has some [...]Read More... from Corporate Actions and Distributions Administrator – FTC See details
The Senior Compliance Advisory Manager is responsible for ensuring that the Wealthtime Group complies with all relevant laws, regulations, and internal policies. They will provide guidance and support to the business units to ensure compliance with applicable rules and regulations, as well as identify and mitigate compliance risks. The Senior Compliance Advisory Manager will also [...]Read More... from Senior Compliance Advisory Manager See details
Financial advisers trust us with their clients’, so ensuring that we provide an incredible level of service is key to our business. The role is responsible for performing quality checking, quality assurance sampling and customer outcome testing for our Customer Operations department. You will be working closely with all areas of the business, providing timely [...]Read More... from Quality Analyst – 6 Month Fixed Term Contract See details
About the role Working with an established team who work directly with customers in the wider business to support Wealthtime’s primary system of record, you will be responsible for addressing the underlying cause of problems which generate work for the team and removing or streamlining repeat activity through automation. You will need to contribute to [...]Read More... from Application Support Engineer See details
Working for the Key Accounts Department within the wider Customer Experience area, be part of the front-line contact team, working hand in hand with sales to provide/deliver: A single point of contact for Wealthtime’s largest accounts / strategic partners including the relationship with any third parties such as DFMs. Provision of an outstanding cradle-to-grave service [...]Read More... from Key Account Manager See details
As a compliance monitoring associate you will assist in monitoring and assessing the compliance of the Wealthtime Group with relevant laws, regulations, and internal policies. Working closely with the wider compliance team to ensure that the Wealthtime Group operates within the boundaries set by regulatory authorities and maintains a strong compliance culture. The role holder [...]Read More... from Compliance Monitoring Associate See details
About the role The role holder will manage the day-to-day work requirements of the team in relation to administration and the service delivery to advisers and end clients, and ensure the work needed to be processed by the team is carried out to the highest standard and within the specified service level agreements. You will [...]Read More... from Client Services Administration Team Leader See details
