About the role
The world of Risk and Regulation is experiencing fundamental change, evolving rapidly within political and commercial environments, impacting businesses significantly. We work across the financial services sector to help clients navigate these changes. Join us in shaping a new, relevant financial services industry.The Asset and Wealth Management Risk and Regulatory team is growing and seeks ambitious Senior Associates with experience in asset or wealth management regulation. Ideal candidates will possess knowledge of conduct regulation, including compliance arrangements, SM&CR, governance, the FCA’s asset management market study, front office controls, and the FCA regulatory framework. Experience with a regulator, consultancy, or in the industry is a plus.
As the leading provider of professional services to the asset and wealth management industry, PwC collaborates with top UK firms, understanding their challenges. Successful candidates will work on diverse projects, expand their knowledge, and fast-track their careers, supported by PwC’s market-leading development framework and on-the-job learning opportunities.
What your days will look like: Leading projects and running work streams on medium and larger engagements - working as part of a project team on client sites and day-to-day liaison with clients
Taking responsibility for conducting reviews and preparation of reports; making oral presentations of findings and recommendations to client management team(s)
Conducting regulatory due diligence for merger and acquisition deals
Supporting technical analysis and developing an area of specialism where you will become the 'subject matter expert'
This role is for you if you have: Knowledge and experience of the asset management and / or wealth management sector, including a strong understanding of the FCA’s supervisory approach for asset and wealth management firms;
Technically proficient in the conduct aspects of the FCA regime including recent thematic reviews, the FCA market studies and the introduction of the Senior Managers Regime for asset and wealth managers as well as elements of the broader FCA regime and requirements;
The ability to make and develop strong relationships, listen to clients needs and interpret this to identify new opportunities to assist them;
General understanding of compliance and governance structures, operations, and industry best practice in compliance;
What you’ll receive from us: No matter where you may be in your career or personal life, our benefits are designed to add value and support, recognising and rewarding you fairly for your contributions. We offer a range of benefits including empowered flexibility and a working week split between office, home and client site; private medical cover and 24/7 access to a qualified virtual GP; six volunteering days a year and much more.
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What your days will look like: Leading projects and running work streams on medium and larger engagements - working as part of a project team on client sites and day-to-day liaison with clients
Taking responsibility for conducting reviews and preparation of reports; making oral presentations of findings and recommendations to client management team(s)
Conducting regulatory due diligence for merger and acquisition deals
Supporting technical analysis and developing an area of specialism where you will become the 'subject matter expert'
This role is for you if you have: Knowledge and experience of the asset management and / or wealth management sector, including a strong understanding of the FCA’s supervisory approach for asset and wealth management firms;
Technically proficient in the conduct aspects of the FCA regime including recent thematic reviews, the FCA market studies and the introduction of the Senior Managers Regime for asset and wealth managers as well as elements of the broader FCA regime and requirements;
The ability to make and develop strong relationships, listen to clients needs and interpret this to identify new opportunities to assist them;
General understanding of compliance and governance structures, operations, and industry best practice in compliance;
What you’ll receive from us: No matter where you may be in your career or personal life, our benefits are designed to add value and support, recognising and rewarding you fairly for your contributions. We offer a range of benefits including empowered flexibility and a working week split between office, home and client site; private medical cover and 24/7 access to a qualified virtual GP; six volunteering days a year and much more.
#J-18808-Ljbffr
