Cass & Regulatory Compliance Officer

Are you a Consultative Compliance Expert with at least 3-5 years of CASS Audit experience? Are you looking for an exciting SME Compliance contract reporting into Senior management? I'm currently partnered with an international bank who are hiring a CASS & Regulatory Compliance Officer on a 3M FTC (possibility of extension) within their London office. Offering up to £70,000 (MAX), with fantastic international banking exposure. - Please note this role is based in the office full time, which is 5 days per week (not negotiable). This role is perfect for someone looking to… Develop exposure to senior managers in their regulatory compliance career and knowledge within a relationship driven environment, ensuring policies are implemented. Undertake Compliance Monitoring, horizon scanning, thematic reviews and CASS Audit work. Assist in financial crime reporting, compliance training and engage / build relationships with key stakeholders at all levels across the business. Ideally you will be or have: A solid compliance background, and experience with CASS. A minimum of 3 years' experience within, ideally a 'Asset Management', 'Investments or Wealth', 'International banking', or at the very least a financial services environment. Knowledge of compliance reviews, mifidII reporting, compliance monitoring, audit assurance, FCA Regulations and advising on Compliance policies. Ideally strong advisory knowledge and experience within regulatory compliance, including financial crime, and be a collaborative key stakeholder with excellent relationship building skills. If this sounds like the right next step for you, or if there is someone you could kindly recommend - please reach out to me today!

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