Client Onboarding Specialist

As a Client Onboarding Specialist in London the Role Is Focused on Supporting, the work centres on assisting in the escalation of identified elevated AML risks, potential suspicion of money laundering, or unsuitable advice. It would suit someone who can bring reliability, clear communication, and practical judgement to the role.

Role overview

A highly regarded and prestigious Private Bank based in London. Solid understanding of Financial Crime and Suitability related topics.

Main responsibilities

Assisting in the escalation of identified elevated AML risks, potential suspicion of money laundering, or unsuitable advice. Work closely with Front Office teams in the creation of client onboarding files to ensure completeness, quality and plausibility of documented Financial Crime and Suitability relat.

What helps someone succeed

careful practical judgement.

Requirements

• The Candidate 2-5 years of Client Onboarding experience within Wealth Management.
• Level 4 Wealth Management or Compliance & Compliance Risk qualification (or equivalent) - preferred.
• Undertake additional clarifications (with client facing teams or the Compliance Department) if required.