Are you looking for your next challenge in your Compliance career? An established and award-winning law firm is seeking a diligent and experienced Compliance and Risk Manager to join their team.
About the Firm: This law firm is not your average practice. Known for its growth, commitment to client service, and ambitious approach, the firm has earned recognition for delivering high-quality, full-service legal guidance. They have a strong, collaborative environment that fosters both personal and professional growth. The firm is consistently ranked in the Legal 500, reflecting its excellent reputation in the legal industry.
The Opportunity: The successful candidate will be responsible for managing and running all of the firm's operational compliance functions. They will play an essential role in setting the strategy and direction of the firm's compliance activities, covering key areas such as SRA, FCA, money laundering, ICO, and complaints management.
Key Responsibilities: Strategic Leadership : Set plans and objectives for the compliance function, contributing to its long-term strategy. Risk Evaluation : Evaluate and communicate risk levels, significance, and scope within the firm's compliance procedures to the Compliance Board. Compliance Management : Oversee policies, systems, and controls related to compliance, reporting breaches to regulatory bodies like the SRA and ICO. Client Complaints : Investigate client complaints and recommend appropriate corrective actions. Provide advice on policy, system, and personnel issues. Training & Development : Deliver risk and compliance training, ensuring the firm remains compliant with all relevant regulations, including GDPR and money laundering laws. Data Protection : Act as the primary point of contact for data protection inquiries and Subject Access Requests. Team Leadership : Manage and develop the compliance team, creating a culture of excellence and accountability. Audit & Monitoring : Conduct audits to ensure ongoing compliance with statutory and regulatory requirements. Collaboration : Work with department heads to identify and mitigate risk factors, and collaborate with the Compliance Board and insurers to address any claims against the firm.
Required Experience: 5+ years of compliance experience
within a law firm or similar professional services environment. Proven experience in
strategic planning
and
problem-solving
in compliance contexts. Familiarity with
SRA, FCA , money laundering regulations, GDPR, anti-bribery measures, conflicts of interest, and client due diligence. Proficiency in IT , strong organizational skills, and the ability to maintain confidentiality.
The Benefits: Competitive salary
based on experience. Generous bonus
structure. Free car parking
for your convenience. Hybrid working
with defined core hours and flexibility for start and end times. The opportunity to
learn and grow
within a supportive, dynamic, and award-winning team.
If you are passionate about compliance, dedicated to upholding the highest standards, and eager to contribute to the growth of a well-respected firm, this is the perfect opportunity.
Apply now for immediate consideration or feel free to give me a call for a confidential conversation.
#J-18808-Ljbffr
About the Firm: This law firm is not your average practice. Known for its growth, commitment to client service, and ambitious approach, the firm has earned recognition for delivering high-quality, full-service legal guidance. They have a strong, collaborative environment that fosters both personal and professional growth. The firm is consistently ranked in the Legal 500, reflecting its excellent reputation in the legal industry.
The Opportunity: The successful candidate will be responsible for managing and running all of the firm's operational compliance functions. They will play an essential role in setting the strategy and direction of the firm's compliance activities, covering key areas such as SRA, FCA, money laundering, ICO, and complaints management.
Key Responsibilities: Strategic Leadership : Set plans and objectives for the compliance function, contributing to its long-term strategy. Risk Evaluation : Evaluate and communicate risk levels, significance, and scope within the firm's compliance procedures to the Compliance Board. Compliance Management : Oversee policies, systems, and controls related to compliance, reporting breaches to regulatory bodies like the SRA and ICO. Client Complaints : Investigate client complaints and recommend appropriate corrective actions. Provide advice on policy, system, and personnel issues. Training & Development : Deliver risk and compliance training, ensuring the firm remains compliant with all relevant regulations, including GDPR and money laundering laws. Data Protection : Act as the primary point of contact for data protection inquiries and Subject Access Requests. Team Leadership : Manage and develop the compliance team, creating a culture of excellence and accountability. Audit & Monitoring : Conduct audits to ensure ongoing compliance with statutory and regulatory requirements. Collaboration : Work with department heads to identify and mitigate risk factors, and collaborate with the Compliance Board and insurers to address any claims against the firm.
Required Experience: 5+ years of compliance experience
within a law firm or similar professional services environment. Proven experience in
strategic planning
and
problem-solving
in compliance contexts. Familiarity with
SRA, FCA , money laundering regulations, GDPR, anti-bribery measures, conflicts of interest, and client due diligence. Proficiency in IT , strong organizational skills, and the ability to maintain confidentiality.
The Benefits: Competitive salary
based on experience. Generous bonus
structure. Free car parking
for your convenience. Hybrid working
with defined core hours and flexibility for start and end times. The opportunity to
learn and grow
within a supportive, dynamic, and award-winning team.
If you are passionate about compliance, dedicated to upholding the highest standards, and eager to contribute to the growth of a well-respected firm, this is the perfect opportunity.
Apply now for immediate consideration or feel free to give me a call for a confidential conversation.
#J-18808-Ljbffr
