Compliance Assurance Manager

Compliance Assurance Manager focuses on measuring the effectiveness of processes designed to comply with consumer duty and assisting in gathering mi for the consumer duty champion’s annual report.

What the role involves

• Measuring the effectiveness of processes designed to comply with Consumer Duty and assisting in gathering MI for the Consumer Duty Champion’s annual report.
• Provide independent oversight and challenge to First Line activities, ensuring risks are identified and managed effectively.
• Review and challenge risk assessments, controls, and mitigation strategies.
• Ensure consistency in risk practices across business units.
• Ensure compliance with relevant financial regulations and supervisory expectations.
• Provide insight and analysis on emerging risks and trends.

Confirmed role details

• Salary up to £75k DOE + excellent benefits.
• Is 40 hours per week to be worked between the hours of 8:30-5.30pm with a salary range of £70,000 - £75,000 per year, depending on experience.
• Just as importantly, you’ll get to experience our culture, which we really do live and breathe, ensuring that Saltus is a fantastic place to work for every single one of our 500+ p.

Candidate fit

• Minimum 5 years’ experience in a risk, compliance, or audit role within financial services and at least 2 at a management level.

Additional role context

• Independently own and continually develop the Compliance Universe, ensuring all relevant risks are accurately identified, assessed, and appropriately prioritised for review.
• Oversee the delivery of the agreed review programme, ensuring all work is completed to the required standard and within expected timeframes.
• Produce high‑quality reports for senior management, clearly presenting findings, insights, and recommendations following the conclusion of each review.

Known job details

• Pay: £70,000 - £75,000 per year