Job Opportunity: Compliance and Governance Manager
Are you an experienced compliance professional looking for a dynamic and impactful role? I am working with a leading International Investment Bank on a new role within their Compliance team, playing a key role in ensuring regulatory adherence and driving continuous improvement in our compliance framework.
Key Responsibilities:
As a Compliance and Governance Manager, you will be responsible for overseeing crucial activities that support both local and global compliance efforts. Your responsibilities will include:
- Compliance Risk Assessment: Participate in comprehensive risk assessment exercises to identify potential areas of concern.
- Monitoring & Testing: Assist in developing the annual monitoring and testing plan, executing tests, and creating detailed review steps.
- Regulatory Filings: Assist with timely and accurate regulatory filings.
- Test Execution: Conduct thorough tests, document exceptions, and propose actionable plans to resolve deficiencies.
- Remediation Oversight: Work closely with stakeholders to ensure gaps identified during testing are properly remediated.
- Ad-Hoc Projects: Contribute to various compliance projects and initiatives as needed.
- Stakeholder Relationship Building: Establish and maintain strong working relationships with internal and global teams to promote compliance culture.
Qualifications / Skills / Experience:
- Experience: 3-5 years of relevant experience in compliance, risk management, or regulatory affairs within the financial services industry.
- Regulatory Knowledge: Strong understanding of industry regulations, internal controls, and industry best practices.
- Research Skills: Ability to conduct in-depth regulatory research and interpret complex rules.
- Analytical Abilities: Experience with testing the design and effectiveness of business controls, identifying weaknesses, and implementing improvements.
- Communication: Excellent written and verbal communication skills for preparing reports, documenting findings, and engaging with key stakeholders.
- Independent & Proactive: Strong problem-solving skills with the ability to work autonomously, prioritize tasks, and meet deadlines.
- Audit/Controls Experience: A background in auditing or internal controls is a plus.
- Regulatory Experience: Previous experience in regulatory compliance is an advantage.
If you match the set criteria, please share your CV with elizabeth.mcgill@goodmanmasson.com
