We are seeking a Compliance Officer to join our clients London office. The Compliance Officer will be responsible for ensuring that the organisation adheres to regulatory requirements and internal policies. This role involves monitoring compliance with laws and regulations, conducting audits, and providing guidance to staff on compliance matters.
Key Responsibilities:
Monitor and review products and processes regularly to ensure they meet compliance standards.
Develop, implement and maintain regulatory compliance.
Oversee and ensure compliance procedures are effectively executed, adhering to relevant regulations.
Conduct regular reports for management and regulatory authorities as required.
Provide training and support to employees on compliance-related issues.
Identify and assess compliance risks.
Act as the point of contact for the regulatory bodies.
Qualifications:
Bachelor's degree in Finance, Law, Business, or a related field.
Proven experience in a compliance role, within the financial services sector.
Strong knowledge of relevant regulations and compliance best practices.
Excellent analytical and problem-solving skills.
Strong communication and interpersonal abilities.
If interested in this position, please apply or email an updated CV.
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