Compliance Officer - Hedge Fund One Ten Associates London, United Kingdom
Apply now Posted over 1 year ago Permanent £100k - £140k We are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer. This role will be generalised, duties include: Provide regulatory advice to the trading teams across multiple asset classes (Equities, Fixed Income, Derivatives) Provide advice on regulatory rules (FCA, SEC, NFA and CFTC) Compliance monitoring and surveillance (market abuse, best execution) Regulatory reporting/filings (UK and US) The ideal candidate will have: Circa 5-8+ years experience within a hedge fund, prop trader or investment bank Experience of providing regulatory advice to trading/investment teams If from an Investment Bank, ideally from a trading floor compliance advisory role
#J-18808-Ljbffr
Apply now Posted over 1 year ago Permanent £100k - £140k We are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer. This role will be generalised, duties include: Provide regulatory advice to the trading teams across multiple asset classes (Equities, Fixed Income, Derivatives) Provide advice on regulatory rules (FCA, SEC, NFA and CFTC) Compliance monitoring and surveillance (market abuse, best execution) Regulatory reporting/filings (UK and US) The ideal candidate will have: Circa 5-8+ years experience within a hedge fund, prop trader or investment bank Experience of providing regulatory advice to trading/investment teams If from an Investment Bank, ideally from a trading floor compliance advisory role
#J-18808-Ljbffr
