Compliance Support Assistant

This Compliance Support Assistant role is focused on extracting and collating data from internal systems for regulatory, management and performance reporting. It would suit someone who can bring excellent organisational and time management abilities to the role.

Known job details

• Pay: £28,000 - £35,000
• Contract: Full-time
• £28,000 – £35,000 Per Annum DOE.
• Study support for professional qualifications.
• 25 days holiday + bank holidays (with option to purchase additional days).
• Life assurance (4x salary).

Likely focus of the role

• Extracting and collating data from internal systems for regulatory, management and performance reporting.
• Supporting preparation of FCA reports including PROD, complaints MI and Consumer Duty metrics.
• Assisting with KPI tracking and adviser performance reporting.

Requirements mentioned

• Minimum 3 years’ experience within financial planning or wealth management (essential).