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Job Title:
Conduct Compliance Executive (12-18 months FTC) About us At Mercedes-Benz Financial Services (MBFS), our employees are at the heart of our business. Our colleagues provide a range of financial solutions designed around the changing needs of our diverse customers. We support you for being you. Through the doors of Mercedes-Benz Financial Services, you will find a passionate team working to support our customers and our colleagues. We ensure that everyone has an equal opportunity to learn and develop. How you’ll play your part In this role, you will act as a primary point of contact between MBFS' Business Compliance (second line of defence) and MBFS' wider business. The primary purpose of the role is to manage regulatory and conduct compliance risks by: Identifying forthcoming changes to the regulatory framework relevant to MBFS. Ensuring compliance risks are identified, mitigated, remediated and reported on. Providing subject matter expert advice and guidance on all matters relating to regulatory and compliance risk. Co-ordinating the completion of regulatory and other returns and information requests across the business as requested by the Financial Conduct Authority (FCA). Driving engagement on the subject of regulatory compliance and conduct culture at all levels up to and including MBFS' Senior Leadership Team. Main Accountabilities Regulatory advice and support: Provide specialist regulatory and compliance advice and promote a compliance culture throughout the business. Manage regulatory risk by working with business areas to cultivate and maintain key relationships. Monitoring and review: Assist in the design, establishment and implementation of the Compliance Monitoring plan. Conduct allocated compliance monitoring reviews in line with the Compliance Monitoring Review framework. Ongoing process and policy review: Assist in the periodic review of MBFS policies and procedures. Horizon scanning and regulatory change: Contribute to a monthly legal and regulatory update to the wider MBFS business. Regulatory and internal reporting: Manage all regular reporting requests from the FCA and any internal Audit requests. Senior Managers & Certification Regime: Contribute to the maintenance of a compliant SM&CR framework. About you Strong working knowledge of FCA principles, rules, and handbook. Working knowledge of the FCA’s requirements as they apply to general insurance distribution. Excellent communication skills and ability to engage with stakeholders. Strong analytical skills. What’s in it for you? We’ll offer you a competitive salary and discretionary bonus structure. You’ll have access to our colleague car schemes and a pension scheme. We’re here to support you with access to wellbeing resources, including an Employee Assistance Programme. What’s next? When you apply, you’ll be asked to complete a short online application including your current CV. Managing your data We care about your personal data. By submitting an application, you agree to process your personal data in support of our recruitment process.
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Job Title:
Conduct Compliance Executive (12-18 months FTC) About us At Mercedes-Benz Financial Services (MBFS), our employees are at the heart of our business. Our colleagues provide a range of financial solutions designed around the changing needs of our diverse customers. We support you for being you. Through the doors of Mercedes-Benz Financial Services, you will find a passionate team working to support our customers and our colleagues. We ensure that everyone has an equal opportunity to learn and develop. How you’ll play your part In this role, you will act as a primary point of contact between MBFS' Business Compliance (second line of defence) and MBFS' wider business. The primary purpose of the role is to manage regulatory and conduct compliance risks by: Identifying forthcoming changes to the regulatory framework relevant to MBFS. Ensuring compliance risks are identified, mitigated, remediated and reported on. Providing subject matter expert advice and guidance on all matters relating to regulatory and compliance risk. Co-ordinating the completion of regulatory and other returns and information requests across the business as requested by the Financial Conduct Authority (FCA). Driving engagement on the subject of regulatory compliance and conduct culture at all levels up to and including MBFS' Senior Leadership Team. Main Accountabilities Regulatory advice and support: Provide specialist regulatory and compliance advice and promote a compliance culture throughout the business. Manage regulatory risk by working with business areas to cultivate and maintain key relationships. Monitoring and review: Assist in the design, establishment and implementation of the Compliance Monitoring plan. Conduct allocated compliance monitoring reviews in line with the Compliance Monitoring Review framework. Ongoing process and policy review: Assist in the periodic review of MBFS policies and procedures. Horizon scanning and regulatory change: Contribute to a monthly legal and regulatory update to the wider MBFS business. Regulatory and internal reporting: Manage all regular reporting requests from the FCA and any internal Audit requests. Senior Managers & Certification Regime: Contribute to the maintenance of a compliant SM&CR framework. About you Strong working knowledge of FCA principles, rules, and handbook. Working knowledge of the FCA’s requirements as they apply to general insurance distribution. Excellent communication skills and ability to engage with stakeholders. Strong analytical skills. What’s in it for you? We’ll offer you a competitive salary and discretionary bonus structure. You’ll have access to our colleague car schemes and a pension scheme. We’re here to support you with access to wellbeing resources, including an Employee Assistance Programme. What’s next? When you apply, you’ll be asked to complete a short online application including your current CV. Managing your data We care about your personal data. By submitting an application, you agree to process your personal data in support of our recruitment process.
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