Overview
At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere.
We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what #LifeAtBNY is all about.
We’re seeking a future team member for the role of CASS Directory to join our UK Compliance Team. This role is located in Manchester and does not include any international travel – hybrid.
Responsibilities: In this role, you’ll be part of a dynamic Compliance Team, working collaboratively with the Business to deeply understand and advise upon our Regulatory Risk. You will do this by: Representing Compliance at CASS Forums to provide oversight and challenge. Liaising with and overseeing the business and Senior Management in respect to existing and emerging issues, risks and breaches. Representing Compliance on Regulatory Change Projects that are impacted by CASS. Liaising with Line of Business Compliance in relation to new business and new products for any CASS considerations. Performing Regulatory Risk Assessments in relation to CASS and helping develop the annual Compliance Plan in relation to CASS. Representing BNY at relevant industry events/forums. Representing Compliance on Client engagements. Providing timely and accurate Management Information where relevant to internal stakeholders. To be successful in this role, we’re seeking the following: Degree educated or a strong academic/professional work record with particular preference for accounting, legal, Risk/Compliance background. A compliance qualification would be a distinct advantage. Proven experience in the UK Financial Sector, with a strong background in Client Asset compliance or assurance. Focused attitude to work with the ability to constantly meet deadlines while ensuring attention to detail, and high level of accuracy. Must be able to understand and apply outcome-focused regulation and have a sound risk awareness whilst maintaining an awareness of commercial pressures on the firm. Our Benefits and Rewards: BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter. BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
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Responsibilities: In this role, you’ll be part of a dynamic Compliance Team, working collaboratively with the Business to deeply understand and advise upon our Regulatory Risk. You will do this by: Representing Compliance at CASS Forums to provide oversight and challenge. Liaising with and overseeing the business and Senior Management in respect to existing and emerging issues, risks and breaches. Representing Compliance on Regulatory Change Projects that are impacted by CASS. Liaising with Line of Business Compliance in relation to new business and new products for any CASS considerations. Performing Regulatory Risk Assessments in relation to CASS and helping develop the annual Compliance Plan in relation to CASS. Representing BNY at relevant industry events/forums. Representing Compliance on Client engagements. Providing timely and accurate Management Information where relevant to internal stakeholders. To be successful in this role, we’re seeking the following: Degree educated or a strong academic/professional work record with particular preference for accounting, legal, Risk/Compliance background. A compliance qualification would be a distinct advantage. Proven experience in the UK Financial Sector, with a strong background in Client Asset compliance or assurance. Focused attitude to work with the ability to constantly meet deadlines while ensuring attention to detail, and high level of accuracy. Must be able to understand and apply outcome-focused regulation and have a sound risk awareness whilst maintaining an awareness of commercial pressures on the firm. Our Benefits and Rewards: BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter. BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
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