Overview
Connecting clients to markets – and talent to opportunity With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors. At StoneX, we offer you the opportunity to be part of an institutional-grade financial services network that connects companies, organizations, and investors to the global markets ecosystem. As a team member, you'll benefit from our unique blend of digital platforms, comprehensive clearing and execution services, personalized high-touch support, and deep industry expertise. Elevate your career with us and make a significant impact in the world of global finance. Business Segment Overview
:
StoneX business is divided into five business segments. These are explained briefly as below :- Institutional : Immerse yourself in the best-in-class institutional-grade technology, working alongside industry experts and gaining exposure to various asset classes, such as equities, options, fixed income securities, and advanced trading, research, and management technology. Retail : Empower individual investors – and yourself – in the world of retail through a range of different financial products rooted in innovation and market intelligence. From FX and CFDs to precious metals, master an exciting world of wealth management tools. Commercial : With boots on the ground authenticity at the heart of everything we do, our comprehensive array of commercial products and services enable you to work directly with our clients, across hedging, risk management, execution and clearing, OTC products, commodity finance and more. Payments : A Swift-accredited service bureau and member, our Payments division provides NGOs, institutions and non-profits the ability to make a local difference, globally – with transparent pricing across 180+ countries and 140+ currencies. Corporate Functions:
Engage in a deep variety of business-critical activities that keep our company running efficiently. From strategic marketing and financial management to human resources and operational oversight, you’ll have the opportunity to optimize processes and implement game-changing policies. Responsibilities
Position Purpose: To support the continuing development of this highly successful business. The individual will support the Compliance department with its advisory and monitoring responsibilities. This role will sit within the Wholesale division of the Compliance department and will focus on providing advisory support and monitoring across the Firm’s various business lines. Job responsibilities: Completion of ongoing tasks that sit within the Wholesale Compliance team’s Compliance Monitoring Programme (“CMP”) Management of the Team’s shared mailbox Assist the Team with monitoring of key regulatory developments Assist senior members of the team with offering compliance advice and guidance to other business units as required Assist in the implementation of suitable compliance controls to new business initiatives and new products Completion of regulatory filings Assist with investigating and resolving ad hoc queries from regulators, exchanges and other areas of the business Assist in the administration of compliance policies and procedures Conducting Compliance Inductions to new employees Provide training to the business, as required Complaints handling This list of duties and responsibilities is not intended to be all-inclusive and can be expanded to include other duties or responsibilities that management deems necessary. Qualifications
To land this role you will need : Effective planning, organisation and time management skills Ability to work accurately, thoroughly, reliably and with strong attention to detail Strong analytical skills Team player Ability to work independently and prioritise multiple tasks Good relationship building and communications skills (written and oral) Computer competency, including Microsoft Outlook/Word/Excel Early Careers Requirements A recent bachelor’s degree graduate from an accredited university in a relevant program Available immediately to start Proficiency with Microsoft Office suite (preferably Excel) Must be authorized to work in the UK for any employer
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Connecting clients to markets – and talent to opportunity With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors. At StoneX, we offer you the opportunity to be part of an institutional-grade financial services network that connects companies, organizations, and investors to the global markets ecosystem. As a team member, you'll benefit from our unique blend of digital platforms, comprehensive clearing and execution services, personalized high-touch support, and deep industry expertise. Elevate your career with us and make a significant impact in the world of global finance. Business Segment Overview
:
StoneX business is divided into five business segments. These are explained briefly as below :- Institutional : Immerse yourself in the best-in-class institutional-grade technology, working alongside industry experts and gaining exposure to various asset classes, such as equities, options, fixed income securities, and advanced trading, research, and management technology. Retail : Empower individual investors – and yourself – in the world of retail through a range of different financial products rooted in innovation and market intelligence. From FX and CFDs to precious metals, master an exciting world of wealth management tools. Commercial : With boots on the ground authenticity at the heart of everything we do, our comprehensive array of commercial products and services enable you to work directly with our clients, across hedging, risk management, execution and clearing, OTC products, commodity finance and more. Payments : A Swift-accredited service bureau and member, our Payments division provides NGOs, institutions and non-profits the ability to make a local difference, globally – with transparent pricing across 180+ countries and 140+ currencies. Corporate Functions:
Engage in a deep variety of business-critical activities that keep our company running efficiently. From strategic marketing and financial management to human resources and operational oversight, you’ll have the opportunity to optimize processes and implement game-changing policies. Responsibilities
Position Purpose: To support the continuing development of this highly successful business. The individual will support the Compliance department with its advisory and monitoring responsibilities. This role will sit within the Wholesale division of the Compliance department and will focus on providing advisory support and monitoring across the Firm’s various business lines. Job responsibilities: Completion of ongoing tasks that sit within the Wholesale Compliance team’s Compliance Monitoring Programme (“CMP”) Management of the Team’s shared mailbox Assist the Team with monitoring of key regulatory developments Assist senior members of the team with offering compliance advice and guidance to other business units as required Assist in the implementation of suitable compliance controls to new business initiatives and new products Completion of regulatory filings Assist with investigating and resolving ad hoc queries from regulators, exchanges and other areas of the business Assist in the administration of compliance policies and procedures Conducting Compliance Inductions to new employees Provide training to the business, as required Complaints handling This list of duties and responsibilities is not intended to be all-inclusive and can be expanded to include other duties or responsibilities that management deems necessary. Qualifications
To land this role you will need : Effective planning, organisation and time management skills Ability to work accurately, thoroughly, reliably and with strong attention to detail Strong analytical skills Team player Ability to work independently and prioritise multiple tasks Good relationship building and communications skills (written and oral) Computer competency, including Microsoft Outlook/Word/Excel Early Careers Requirements A recent bachelor’s degree graduate from an accredited university in a relevant program Available immediately to start Proficiency with Microsoft Office suite (preferably Excel) Must be authorized to work in the UK for any employer
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