Head of Compliance (Part-Time)

Part-Time Head of Compliance (SMF16 & SMF17) Location: Cheshire West Position: Head of Compliance (SMF16 & SMF17) Job Type: Part-Time (2 days per week - flexible hours) Salary: c.£75,000 pro rata Our client is a boutique wealth management firm committed to delivering exceptional financial solutions to their clients. With a focus on high-quality advice and service, they uphold the highest standards of regulatory compliance and ethical conduct. They are seeking an experienced compliance professional to take on the dual responsibility of SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting Officer). This part-time role is crucial to ensuring our firm's adherence to FCA regulations, managing compliance risks, and safeguarding our reputation as a trusted wealth management provider. Key Responsibilities: Compliance Oversight (SMF16): Maintain and oversee the firm's compliance framework, policies, and procedures. Monitor adherence to FCA regulations, including SYSC, COCON, and Conduct of Business rules. Lead compliance monitoring and reporting activities, ensuring timely submissions to regulators. Provide compliance advice to senior management, ensuring regulatory developments are implemented effectively. Money Laundering Reporting Officer (SMF17): Serve as the principal point of contact with the FCA and other regulatory bodies on AML/CTF matters. Oversee the firm's anti-money laundering (AML) and counter-terrorist financing (CTF) policies. Conduct risk assessments, transaction monitoring, and suspicious activity reporting (SAR). Deliver training on AML and financial crime prevention across the firm. Act as a trusted advisor to senior leadership, promoting a culture of compliance and ethical conduct. Ensure the firm is prepared for regulatory audits and inspections. Requirements: Significant experience in compliance, ideally within wealth management, financial planning, or a related financial services sector. Detailed knowledge of FCA regulations, SM&CR, AML/CTF requirements, and GDPR. Proven track record in a leadership role, with experience acting as an SMF16 and/or SMF17. Exceptional communication and stakeholder management skills, with the ability to influence at all levels. What's on Offer: A flexible part-time role with hybrid working options. The opportunity to shape and lead the compliance function within a growing, client-focused firm. A supportive and collaborative working environment. How to Apply: If you are a highly motivated compliance professional looking for a part-time leadership role, we'd love to hear from you. Please submit your CV and a cover letter detailing your suitability for the role to psherlock@merje.com Applications will be reviewed on a rolling basis, so early submissions are encouraged. Join us in maintaining the highest standards of compliance and contributing to our firm's continued success!

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