Head of Compliance & Risk

Nigel James Associates Ltd London, England 2 days ago

Type Full Time
Pay Not listed
Work Hybrid
Level Senior

As a Head of Compliance & Risk in London, England, the work centres on they have built their business by challenging the traditional financial planning model - leveraging technology to deliver efficient, high-quality advice at scale - and their approa. It would suit someone who can bring 1) A highly technical compliance professional with a strong advice background, deep FCA regulatory knowledge, and a genuine passion for using technology to transform compliance pro to the role.

Known job details

  • Location: London, England
  • Work model: Hybrid
  • Additional detail: Hybrid working.

Likely focus of the role

  • They have built their business by challenging the traditional financial planning model - leveraging technology to deliver efficient, high-quality advice at scale - and their approa.
  • They don't want someone to simply manage a rulebook.
  • Develop the compliance and risk function for a growing, technology-driven financial planning business.

Requirements mentioned

  • Experience in a fintech or technology-forward financial services environment would be a significant advantage.
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