SURVEILLANCE AND MONITORING EXPERIENCE
PRIVATE ADVISORY
About Our Client
Our client is a prominent player in the financial services sector, boasting a workforce of over 5000 employees globally. As an industry leader, they offer innovative solutions for clients across banking and financial services, driven by their commitment to excellence, integrity, and customer satisfaction.
Job Description
Lead and manage the Central Compliance team.
Oversee surveillance, private side advisory, and control room operations.
Develop and implement robust compliance frameworks and processes.
Ensure all operations are in line with regulatory standards.
Maintain a strong understanding of changes in regulatory requirements.
Foster positive relationships with regulators and internal stakeholders.
Promote a culture of compliance across the organisation.
Provide compliance training and guidance to relevant staff.
The Successful Applicant Head of Central Compliance should have:
Proven experience in a similar role within the financial services sector.
Technical experience in surveillance and private side advisory is a must.
Comprehensive knowledge of regulatory standards and compliance frameworks.
Excellent leadership and team management skills.
Strong communication and relationship-building abilities.
What's on Offer A competitive salary
An opportunity to lead a dynamic team in a leading financial services firm.
The chance to work in a fast-paced, challenging environment in the heart of London.
Extensive career growth and development opportunities.
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Oversee surveillance, private side advisory, and control room operations.
Develop and implement robust compliance frameworks and processes.
Ensure all operations are in line with regulatory standards.
Maintain a strong understanding of changes in regulatory requirements.
Foster positive relationships with regulators and internal stakeholders.
Promote a culture of compliance across the organisation.
Provide compliance training and guidance to relevant staff.
The Successful Applicant Head of Central Compliance should have:
Proven experience in a similar role within the financial services sector.
Technical experience in surveillance and private side advisory is a must.
Comprehensive knowledge of regulatory standards and compliance frameworks.
Excellent leadership and team management skills.
Strong communication and relationship-building abilities.
What's on Offer A competitive salary
An opportunity to lead a dynamic team in a leading financial services firm.
The chance to work in a fast-paced, challenging environment in the heart of London.
Extensive career growth and development opportunities.
#J-18808-Ljbffr
