Investments Compliance Manager

How do you fancy working for a FinTech with an amazing reputation – both for the service it provides and the way it treats its staff? This company has a Glassdoor score of 4.9 – that’s virtually unheard of in the UK. And here’s a snapshot of what staff have had to say about them: “Amazing place to work with supportive and motivated people” “Dream company and work culture” “Great place to learn and be heard” This innovative FinTech has made headlines for all the right reasons over the last 7 years. It’s been a really exciting journey so far and they’ve got an even more exciting future ahead. The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. That sort of growth creates opportunities for career development meaning this could be the start of something special for you. You’ll be responsible for advising on new investment product development and monitoring products and services to ensure the firm delivers good customer outcomes. You’ll also undertake periodic reviews of the firm’s investment product portfolio and processes, ensuring they work as planned and provide feedback on how they can be enhanced. The firm operates a hybrid working model, with 2 days a week in the office and 3 days working from home. You’ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, AIFMD, MAR, UCITS etc., whilst a sound understanding of CASS regulations would also be advantageous. Interested? Click apply. To apply for this position, please click on ‘Apply Now’ button or email your CV together with details of your current remuneration to

info@willowresourcing.co.uk

quoting reference 415194. Company: Leading Retail Investment FinTech Location: London Workplace: Hybrid Working Reference: 415194

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