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Risk & Compliance Manager, Fixed Term Contract (12 months) – 27939, London
Client:
Emerald Group Ltd Location:
London, United Kingdom Job Category:
Finance EU work permit required:
Yes Job Reference:
3b71bf3695f3 Job Views:
54 Posted:
22.01.2025 Expiry Date:
08.03.2025 Job Description:
Overview Key Duties (including but not limited to): Regularly review developments in regulatory requirements applicable to the firm and maintain an understanding of potential future legislative changes. Review compliance policies and procedures to ensure they are appropriate to the size and complexity of the business, meet all regulatory requirements, and TAG’s standards, ensuring that policies are approved at partner level. Review compliance systems, policies, and procedures and identify areas that require follow-up or investigation. Review the financial crime policies and procedures to ensure they are appropriate to the size and complexity of the business and meet regulatory and TAG requirements. Review and monitor risk and operational risk management strategies and policies. Qualifications required: Degree educated and/or other relevant professional qualifications. Experience required: 5+ years experience working within the UK Financial Services market with significant exposure to the general insurance industry. Good knowledge of FCA regulation is essential, with knowledge of other regulatory jurisdictions being desirable.
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Client:
Emerald Group Ltd Location:
London, United Kingdom Job Category:
Finance EU work permit required:
Yes Job Reference:
3b71bf3695f3 Job Views:
54 Posted:
22.01.2025 Expiry Date:
08.03.2025 Job Description:
Overview Key Duties (including but not limited to): Regularly review developments in regulatory requirements applicable to the firm and maintain an understanding of potential future legislative changes. Review compliance policies and procedures to ensure they are appropriate to the size and complexity of the business, meet all regulatory requirements, and TAG’s standards, ensuring that policies are approved at partner level. Review compliance systems, policies, and procedures and identify areas that require follow-up or investigation. Review the financial crime policies and procedures to ensure they are appropriate to the size and complexity of the business and meet regulatory and TAG requirements. Review and monitor risk and operational risk management strategies and policies. Qualifications required: Degree educated and/or other relevant professional qualifications. Experience required: 5+ years experience working within the UK Financial Services market with significant exposure to the general insurance industry. Good knowledge of FCA regulation is essential, with knowledge of other regulatory jurisdictions being desirable.
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