Job Highlights
Exposure in compliance consulting on SFC-licensed corporation Stable working hours Good career prospects Job Description
Alpha Financial Consultancy Limited (http://aimgroup.asia/) is a consultancy firm providing SFC compliance consulting to asset management companies licensed with the SFC to carry out Type 1, 4, and 9 regulated activities. We are now looking for candidates who have an interest in developing a career in the compliance consulting field and are keen to expand their knowledge and experiences by working with growing companies. Job Benefits
Excellent exposure in compliance consulting to SFC-licensed corporations Receive training and gain knowledge on regulatory and compliance matters relating to the asset management industry Medical and Dental insurance coverage Five days of working Job Requirements
Fresh Graduates are welcome to apply for the associate position; Candidate with 1 – 3 years of experience are welcome to apply for the senior associate position; Candidate with work experience/knowledge in the following will be a plus, but not mandatory:
Accounting or auditing. Compliance. In-house SFC-licensed fund management companies. Any other financial institution.
Able to take initiative and be accountable for own work and responsibilities; Have a positive attitude towards client services, continuous learning and improvement, and the importance of responsiveness; Confident in spoken and written presentation in English and Chinese (Cantonese & Mandarin); Bachelor’s degree or above in related fields of Business, Accountancy, Law, Finance, etc. Job Duties
Work on compliance review and maintain appropriate records for clients on personal account dealing, CPT records, gift/entertainment, and other compliance requests; Conduct research on legal and regulatory developments in relevant jurisdictions mainly in Hong Kong; Assist clients on the set-up and arrangement of investor meetings; Assist the management / team in SFC regulatory and compliance support such as drafting or reviewing of FRR, BRMQ, ADD, drafting responses to regulators, etc.; Assist the management / team in accounting (book-keeping) preparation; Assist the management / team in completing assigned tasks related to group companies; Provide business development support, including assisting the management / team in the drafting of contracts, term sheets, sales pitches, etc.; Provide general administrative support; Perform independent research into assigned areas; Lead an associate (if you are hired as a senior associate). Job Format
Full Time, 9:30 am – 6:30 pm Monday to Friday; Bank holidays off; Work Location: Cyberport Shuttle Service to
Yuen Long, Tuen Mun, Tsuen Wan, Mei Foo, Tai Wai, Kowloon Tong, Olympic, Hang Hau, Lam Tin, Central, Kennedy Town, Yau Tong, Taikoo Shing, Sheung Wan, Sai Wan, Causeway Bay, Aberdeen, Mong Kok, Yau Ma Tei; Candidate will only be considered if the
Current and Expected salary are included in
the resume
before submitting the application . Resume without a current and expected salary will not proceed to the next round. All personal information collected
shall only be used for recruitment purposes .
#J-18808-Ljbffr
Exposure in compliance consulting on SFC-licensed corporation Stable working hours Good career prospects Job Description
Alpha Financial Consultancy Limited (http://aimgroup.asia/) is a consultancy firm providing SFC compliance consulting to asset management companies licensed with the SFC to carry out Type 1, 4, and 9 regulated activities. We are now looking for candidates who have an interest in developing a career in the compliance consulting field and are keen to expand their knowledge and experiences by working with growing companies. Job Benefits
Excellent exposure in compliance consulting to SFC-licensed corporations Receive training and gain knowledge on regulatory and compliance matters relating to the asset management industry Medical and Dental insurance coverage Five days of working Job Requirements
Fresh Graduates are welcome to apply for the associate position; Candidate with 1 – 3 years of experience are welcome to apply for the senior associate position; Candidate with work experience/knowledge in the following will be a plus, but not mandatory:
Accounting or auditing. Compliance. In-house SFC-licensed fund management companies. Any other financial institution.
Able to take initiative and be accountable for own work and responsibilities; Have a positive attitude towards client services, continuous learning and improvement, and the importance of responsiveness; Confident in spoken and written presentation in English and Chinese (Cantonese & Mandarin); Bachelor’s degree or above in related fields of Business, Accountancy, Law, Finance, etc. Job Duties
Work on compliance review and maintain appropriate records for clients on personal account dealing, CPT records, gift/entertainment, and other compliance requests; Conduct research on legal and regulatory developments in relevant jurisdictions mainly in Hong Kong; Assist clients on the set-up and arrangement of investor meetings; Assist the management / team in SFC regulatory and compliance support such as drafting or reviewing of FRR, BRMQ, ADD, drafting responses to regulators, etc.; Assist the management / team in accounting (book-keeping) preparation; Assist the management / team in completing assigned tasks related to group companies; Provide business development support, including assisting the management / team in the drafting of contracts, term sheets, sales pitches, etc.; Provide general administrative support; Perform independent research into assigned areas; Lead an associate (if you are hired as a senior associate). Job Format
Full Time, 9:30 am – 6:30 pm Monday to Friday; Bank holidays off; Work Location: Cyberport Shuttle Service to
Yuen Long, Tuen Mun, Tsuen Wan, Mei Foo, Tai Wai, Kowloon Tong, Olympic, Hang Hau, Lam Tin, Central, Kennedy Town, Yau Tong, Taikoo Shing, Sheung Wan, Sai Wan, Causeway Bay, Aberdeen, Mong Kok, Yau Ma Tei; Candidate will only be considered if the
Current and Expected salary are included in
the resume
before submitting the application . Resume without a current and expected salary will not proceed to the next round. All personal information collected
shall only be used for recruitment purposes .
#J-18808-Ljbffr
