This range is provided by Lutine Bell. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range
Lutine Bell are currently supporting a rapidly growing Financial Services organisation looking to hire a Senior Compliance Monitoring Associate into their growing 2nd line compliance team on an initial 12 month FTC. Responsibilities: Conduct regular and ad-hoc compliance monitoring reviews to evaluate compliance with relevant laws, regulations, and internal policies. Identify and assess compliance risks, including regulatory, operational, and reputational risks, and develop appropriate monitoring plans to address these risks. Collaborate with business units and other stakeholders to ensure compliance with applicable laws, regulations, and industry best practices. Review and analyse regulatory changes and industry developments to assess their impact on Wealthtime Group’s monitoring program. Prepare comprehensive compliance monitoring reports, highlighting findings, recommendations, and areas for improvement, and present them to senior management and relevant committees. Requirements: Robust experience in a compliance monitoring role within the financial services industry in a 2nd line compliance role. Relevant business qualification e.g., Certified Regulatory Compliance Manager or CISI Compliance Diploma. In-depth knowledge of relevant laws, regulations, and industry best practices, such as AML, KYC, MiFID, GDPR, and other applicable regulations. Seniority level
Associate Employment type
Contract Job function
Other Industries
Financial Services and Investment Management
#J-18808-Ljbffr
Lutine Bell are currently supporting a rapidly growing Financial Services organisation looking to hire a Senior Compliance Monitoring Associate into their growing 2nd line compliance team on an initial 12 month FTC. Responsibilities: Conduct regular and ad-hoc compliance monitoring reviews to evaluate compliance with relevant laws, regulations, and internal policies. Identify and assess compliance risks, including regulatory, operational, and reputational risks, and develop appropriate monitoring plans to address these risks. Collaborate with business units and other stakeholders to ensure compliance with applicable laws, regulations, and industry best practices. Review and analyse regulatory changes and industry developments to assess their impact on Wealthtime Group’s monitoring program. Prepare comprehensive compliance monitoring reports, highlighting findings, recommendations, and areas for improvement, and present them to senior management and relevant committees. Requirements: Robust experience in a compliance monitoring role within the financial services industry in a 2nd line compliance role. Relevant business qualification e.g., Certified Regulatory Compliance Manager or CISI Compliance Diploma. In-depth knowledge of relevant laws, regulations, and industry best practices, such as AML, KYC, MiFID, GDPR, and other applicable regulations. Seniority level
Associate Employment type
Contract Job function
Other Industries
Financial Services and Investment Management
#J-18808-Ljbffr
