Senior Legal Compliance Officer
Edgbaston, Birmingham (office based, 5 days a week, Mon-Fri)
£35,000 - £45,000 p/a DoE
Bell Cornwall Recruitment are delighted to be working with a multi-site, national law firm who continue to grow. They are looking for a Senior Legal Compliance Officer to join their office in the Edgbaston area of Birmingham.
Duties and responsibilities of the Senior Legal Compliance Officer will include (but are not limited to): Establish a standardised approach for delivering and documenting operational services to ensure effective management and governance of Davisons Law compliance across all offices. Ensure full compliance to AML regulations at all offices. Act as the primary contact for professional indemnity insurers, handling claims, maintaining records, and conducting investigations. Oversee safety management in alignment with established policies. Provide accurate, regular updates and reports on compliance status to the senior management team, and timely updates on non-compliance issues. Assist in managing escalated complaints with the Solicitors Regulation Authority (SRA) or Legal Ombudsman, serving as Liaison Officer during SRA inspections. Advise fee earners on professional conduct matters, including conflicts of interest and ethical considerations. The ideal candidate: Experience of compliance management within a law firm or heavily regulated environment Knowledge of SRA processes Excellent communication with a proactive nature Ability to review processes and run workshops Happy to travel into the office 5 days a week A fantastic opportunity for a compliance professional looking for their next challenge. Interested? Please click the 'APPLY' button now!
#J-18808-Ljbffr
Edgbaston, Birmingham (office based, 5 days a week, Mon-Fri)
£35,000 - £45,000 p/a DoE
Bell Cornwall Recruitment are delighted to be working with a multi-site, national law firm who continue to grow. They are looking for a Senior Legal Compliance Officer to join their office in the Edgbaston area of Birmingham.
Duties and responsibilities of the Senior Legal Compliance Officer will include (but are not limited to): Establish a standardised approach for delivering and documenting operational services to ensure effective management and governance of Davisons Law compliance across all offices. Ensure full compliance to AML regulations at all offices. Act as the primary contact for professional indemnity insurers, handling claims, maintaining records, and conducting investigations. Oversee safety management in alignment with established policies. Provide accurate, regular updates and reports on compliance status to the senior management team, and timely updates on non-compliance issues. Assist in managing escalated complaints with the Solicitors Regulation Authority (SRA) or Legal Ombudsman, serving as Liaison Officer during SRA inspections. Advise fee earners on professional conduct matters, including conflicts of interest and ethical considerations. The ideal candidate: Experience of compliance management within a law firm or heavily regulated environment Knowledge of SRA processes Excellent communication with a proactive nature Ability to review processes and run workshops Happy to travel into the office 5 days a week A fantastic opportunity for a compliance professional looking for their next challenge. Interested? Please click the 'APPLY' button now!
#J-18808-Ljbffr
