Sole Legal Counsel – FS Regulatory

·
Full time
Location: London
·
Job offered by: EJ Legal Limited
·
Category:
A really unusual opportunity has arisen for a Legal Counsel to join a leading international securities finance firm in St James to play a pivotal role in their legal and regulatory operations.

As the sole Legal Counsel, you will be instrumental in ensuring compliance with global regulatory requirements, managing and centralising the firm’s commercial contracts, and providing vital support to the board. You will work closely with internal stakeholders and external counsel to uphold the firm's commitment to excellence and regulatory compliance. The firm is small, with offices in New York and London, and they have an excellent work/life balance, typically working until 3:30 or 4pm daily.

The firm has worked closely with Magic Circle firms as their external counsel since their inception 20 years ago; these relationships will continue, and you would be their first in-house legal hire. As such, the successful Legal Counsel can look forward to a high level of responsibility and autonomy from the off.

Key Responsibilities

Handling regulatory filings with SEC, FCA, and authorities in the Cayman Islands and Ireland. Negotiating standard form GMRA, GMSLA and ISDA off of rating agency approved templates. Drafting a variety of commercial contracts and agreements. Attending board meetings and drafting minutes. Monitoring and interpreting new regulations to ensure compliance. Collaborating with external counsel to resolve legal matters effectively. Creating and managing an effective and centralised system for commercial contracts. Maintaining and updating compliance monitoring programmes and AML/sanctions policies and procedures for group and funds. Managing ad hoc NDA and consultancy agreements.

About you: The ideal Legal Counsel will have experience on the buy side, in particular: Familiarity with regulatory filings and compliance requirements in multiple jurisdictions. Extensive experience with GMRAs, ISDAs, and NDAs. A proven track record of drafting and negotiating commercial contracts. Strong attention to detail and the ability to manage multiple priorities effectively. Excellent communication skills for liaising with board members, external counsel, and internal stakeholders.

In return, the successful Contract Manager will receive: A competitive salary. Hybrid working arrangement (3 days in-office, 2 days remote). An outstanding work/life balance within a supportive and professional environment. The opportunity to be part of a small, extremely successful and collegiate company at the forefront of the securities finance industry.

This role would really suit a senior Legal Advisor or Legal Counsel with FS Regulatory experience, looking to step into a broader role in a smaller organisation. Please apply today to find out more! #J-18808-Ljbffr

Recent Jobs

London (On site) · Full time

Are you a smart, driven professional who takes pride in making a difference in local communities? Turner & Townsend’s Real Estate division is experiencing significant growth and we’re looking for an experienced industry professional with health project experience to join our high-performing and collaborative Project Management team. Why Join Us? Impactful Work: Contribute to social [...]Read More... from Assistant Project Manager – Healthcare See details

Chasetown (On site) · Full time

My client, Autosmart International are a manufacturing success story! Site Operations Manager – leading fast-paced manufacturing and warehousing About Our Client Autosmart International is a manufacturing success story, leading the field in vehicle cleaning products. We are the No.1 choice of automotive trade customers across the UK. We have doubled in size in the last [...]Read More... from Site Operations Manager See details

London (On site) · Full time

CSS are looking for an experienced duty officer to join our client’s team who are a local council responsible for all areas within the Tendering district. Working hours: All shifts are 8 hours long with various start times available: Monday to Friday – start times between 6AM – 3PM Saturday & Sunday – 6AM – [...]Read More... from Duty Officer See details