Compliance Analyst

Compliance Analyst- Rubery - £37,000- £42,000 per annum depending on your previous skills and experience

We are seeking a proactive and detail-oriented Compliance Analyst to support the organisation in meeting its legal, regulatory and internal governance obligations. This role will work closely with business areas to provide practical guidance, monitor compliance activity, and help strengthen assurance processes across the organisation.


The Compliance Analyst’s day to day duties include

• Develop and maintain a strong, up-to-date understanding of relevant laws, regulations and industry standards, including monitoring regulatory developments and best practice.

• Provide practical compliance advice and guidance to business teams to support them in meeting their obligations.

• Support the implementation and ongoing delivery of the organisation’s Quality Assurance framework.

• Plan, organise and conduct compliance monitoring reviews and thematic assessments, including documenting findings, tracking actions and supporting remediation activities.

• Maintain oversight documentation to ensure appropriate review and governance is applied to products and services offered to customers.

• Assist in the development, review and maintenance of compliance policies, procedures and supporting documentation.

• Build effective working relationships with key stakeholders and control functions to support efficient monitoring and oversight.

• Identify, assess and escalate compliance risks, issues and emerging trends identified through monitoring or regulatory updates.

• Act as a key point of contact for day-to-day compliance queries across the organisation.

• Support the preparation and submission of regulatory or statutory returns, as required.

• Assist with regulatory change initiatives, ensuring new requirements are clearly understood and embedded into business processes.

• Contribute to regular compliance reporting, including preparing management information and supporting governance committees.

• Maintain accurate registers, logs and trackers to ensure audit readiness and effective oversight.

The successful Compliance Analyst will have the following skills and experience

• Previous experience in compliance and quality assurance.

• Experience ideally within financial services or a regulated environment.

• Strong Excel experience and ability to collate data and create reports.

• Managing timelines and delivering within agreed budgets and timescales.

• Strong working knowledge of the UK insurance regulatory environment and associated legislation would be a distinct advantage.

• Extensive understanding of conduct and compliance rules.

• Excellent communication skills with the ability to influence and engage stakeholders at all levels.

If you think you have the skills and experience that my client is looking for and are eager to progress within a company then please click APPLY with your updated CV. You may have to complete an excel test as part of the interview process and will have to be able to pass a DBS.