Compliance Associate
Job description
This Ucits opportunity is built around supporting SMF16/17 in Compliance projects. It would suit someone who can bring accuracy, confidentiality, and clear communication to the role.
Who the work supports
We are working with an Investment Management business that has grown its AUM considerably over the years we have worked with them. A vibrant business at a key stage of their continued growth.
How support shows up
Support SMF16/17 in Compliance projects. Execute Compliance Monitoring Plan, including e-surveillance and alerts. Prepare SMCR updates and assessments (fit & proper).
The approach that fits
careful practical judgement. Is very generalist and would suit an inquisitive & proactive individual. Strong professional approach.
What needs to be in place
- The CLARC Guarantee – we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us.
Job details
- Additional detail: Training or development support may be provided.
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