Compliance Monitoring Manager

Compliance Monitoring Manager focuses on money laundering (aml) related tasks, as a different monitoring plan covers these.

What the role involves

• Money laundering (AML) related tasks, as a different monitoring plan covers these.
• Report to the Senior Compliance Officer heading the General Compliance team.
• Driving compliance oversight through the testing and monitoring programme, identify areas for enhancements of systems and controls operated by the firm.
• Support the implementation of required changes.
• Reporting on outcomes and conclusions of testing and monitoring and ancillary activities, including the remediation of any gap identified.
• Preparing management presentations and communication on regulatory developments and Compliance Monitoring Framework.

Confirmed role details

• 20 Fenchurch St, London EC3M 8AF.
• Salary commensurate with experience.
• Performance-based discretionary cash bonus scheme.
• Occupation pension scheme based on Gross earnings.