Compliance Officer (Remote)

Compliance Officer focuses on review adviser files for compliance with fca rules and internal policies.

What the role involves

• Review adviser files for compliance with FCA rules and internal policies.
• Provide clear, practical guidance to advisers and staff on compliance related matters.
• Conduct compliance training and briefings for staff.
• Assisting with regulatory reporting, audits, and liaison with external compliance consultants.
• Supporting with complaint handling, breaches, and incident investigations.
• Preparing compliance reports for management and board meetings.

Skills and requirements

• Previous experience in a compliance role within an IFA or wealth management environment (MUST HAVE).
• Relevant compliance qualifications (CII Level 4 Diploma) are desirable.
• Proficient in using CRM and compliance or advice tools/software.
• Apply today to be considered for this Remote Compliance Officer opportunity.

Confirmed role details

• Salary £50000 - £54000 Type.
• Permanent Workplace.
• Remote Ref89521 Recruiter Managing This Role.
• They deliver advice that goes beyond products, focusing on ethical practice, transparency, and long-term client wellbeing.

Known job details

• Pay: £50,000