Deputy Head of Central Compliance

The Deputy Head of Central Compliance position in SMCR, MAR centres on driving the ongoing enhancement of compliance operations, identifying improvement opportunities and implementing process efficiencies across the team and governance model. It would suit someone who can bring strong leadership and operational judgement to the role.

Why this role may suit you

This is a hands-on leadership role requiring deep regulatory expertise, strong stakeholder engagement, and the ability to manage a wide remit across a multi-entity, FCA-regulated e. We are seeking an experienced and strategic compliance leader to oversee and evolve the Central Compliance function, with a particular focus on SMCR governance, policy management,.

What you would be doing

Driving the ongoing enhancement of compliance operations, identifying improvement opportunities and implementing process efficiencies across the team and governance model. Leading the firm’s SMCR strategy, including managing policies, Statements of Responsibilities and leading SMF engagement through the full lifecycle (onboarding to offboarding). Overseeing maintenance of compliance registers, breaches, and escalations, while delivering high-quality MI and reporting to senior leadership, including ExCo and Board updates.

The working style that fits

Strong leadership and operational judgement.

What you need

• 10 years’ experience in compliance within financial services, with specific depth in SMCR, MAR, MiFID II, and conduct risk.
• Experienced in managing multiple stakeholders across Compliance, Legal, Risk, HR, Front Office, and IT.
• Adept at producing senior stakeholder communications including Board-level reports and thematic insights.

Practical information

• Additional detail: Training or development support may be provided.

Job details

• Benefits mentioned: Training