Head of Compliance, Digital Retail Investments

The Head of Compliance, Digital Retail Investments position centres on growing and dynamic retail financial services digital platform seeks a Head ofpliance to lead its regulatorypliance team. It would suit someone who can bring customer focus, reliability, and organised practical standards to the role.

Role overview

Reporting to the SMF 16/17, this is a true people leadership role responsible for management grade and indirect junior reports, driving the team in delivering first classpliance ad. The successful candidate will engage with senior level stakeholders, providing support in their endeavours to develop and launch new products.

Main responsibilities

Growing and dynamic retail financial services digital platform seeks a Head ofpliance to lead its regulatorypliance team. Furthermore, the job holder will play a lead role in FCA interaction.

What helps someone succeed

careful practical judgement. Strong professional approach.

Requirements

• Applicants are sought withpliance team leadership experience gained in a retail investments / financial planning setting.