Operational Risk Management, Global Legal, Compliance and People Risk Lead (Executive Director)

This Operational Risk Management, Global Legal, Compliance and People Risk Lead (Executive Director) role is focused on join to apply for the Operational Risk Management, Global Legal, Compliance and People Risk Lead (Executive Director) role at Nomura. It would suit someone who can bring accuracy, confidentiality, and clear communication to the role.

What the work leans on

Establish a strategy to develop and improve Operational Risk Management in the Compliance, Legal and People risk of the firm in partnership with risk domain SME functions. Conduct assessment of key Compliance, Legal and People risks and deliver cross-functional enhancement to improve controls.

Where the technical work sits

• Join to apply for the Operational Risk Management, Global Legal, Compliance and People Risk Lead (Executive Director) role at Nomura.

Technical requirements

• Relevant financial services risk management experience in 1LOD, 2LOD or 3LOD roles managing compliance, regulatory, legal and/or employment practices related risk and control revie.
• Experience in investigating regulatory, legal and/or conduct issues, identifying root causes and proposing and overseeing implementation of controls enhancements.
• Understanding of key employment practices risks impacting financial services industry.

What helps delivery stay steady

careful practical judgement. Strong professional approach.

Practical details

• Wide risk and control management frameworks for these risk domains in collaboration with risk domain SME functions.
• Lead and challenge review of material operational risk events and analysis of thematic operational risks impacting across the risk domains.
• Lead in executing special projects and global initiatives to identify and mitigate risk.
• Coordinate and supervise efforts by regional Operational Risk Management team members covering Compliance, Legal and HR functions in their regional initiatives to provide globally.