Residential Conveyancing Compliance Manager
Job description
This Residential Conveyancing Compliance Manager role in England and Wales and meet the CLC is focused on reporting findings to senior management and escalate high‑risk or systemic issues appropriately. It would suit someone who can bring high professional standards and disciplined judgement to the role.
Who the work supports
You'll be a great fit if you have:Minimum 7 years’ PQE with strong knowledge of residential conveyancing. Operate and maintain the firm’s compliance framework in support of the HOLP and HOFA.
How support shows up
Reporting findings to senior management and escalate high‑risk or systemic issues appropriately. Maintaining records of compliance breaches and ensure remedial actions are implemented. Overseeing the AML/CTF framework, including CDD, EDD, ongoing monitoring, and sanctions screening.
The approach that fits
High professional standards and disciplined judgement.
What needs to be in place
- Proven experience in conveyancing compliance, audit, or regulatory oversight.
- In‑depth knowledge of the CLC Code of Conduct, AML regulations, LSAG guidance, complaints handling, conflicts of interest, and risk‑based regulation.
- Pragmatic, methodical and logical approach to compliance.
Job details
- Coordinate compliance training delivery and ensure induction training for new starters.
- Liaise with the CLC during inspections, thematic reviews, and regulatory enquiries, supporting remediation where required.
- Ensure staff complete mandatory compliance training, including AML, data protection, complaints handling, and conveyancing‑specific regulatory updates.
- Monitor training completion and competency requirements.
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