Risk and Compliance Risk Oversight Executive

This Risk and Compliance Risk Oversight Executive opportunity is built around delivering thematic reviews, including setting Terms of Reference and completing testing, before presenting clear findings and actions. It would suit someone who can bring you’re comfortable producing senior-ready reporting, and you have the confidence to raise issues and challenge constructively to the role.

Role overview

Edinburgh-based - we typically work in the office one day per week (Wednesday). London-based - expect to travel to Edinburgh a couple of times a month.

Main responsibilities

Delivering thematic reviews, including setting Terms of Reference and completing testing, before presenting clear findings and actions. Edinburgh or London (Store Support Centre + home).

What helps someone succeed

You’re comfortable producing senior-ready reporting, and you have the confidence to raise issues and challenge constructively.

Requirements

• And experience within a distributor model (or retail financial services environment) would be advantageous.
• Demonstrable Financial Services regulatory oversight experience, including delivery of compliance monitoring.
• Second line assurance/risk oversight activity (., thematic reviews) and production of evidence-based findings and reporting.

Requirements mentioned

• Excel