Senior Compliance Analyst — 28808

Senior Compliance Analyst — 28808 focuses on be a first contact for general compliance queries, to resolve quickly and efficiently.

What the role involves

• Be a first contact for general compliance queries, to resolve quickly and efficiently.
• Assisting the business in delivering the correct outcomes for their clients and important partners whilst ensuring the appropriate balance is struck between the commercial interests o.
• The goals of the FCA and the interests of their clients.

Skills and requirements

• In-depth understanding of the insurance market and placing process is necessary.
• In-depth understanding of the FCA handbook as it relates to solo-regulated insurance intermediaries is essential, in particular PRIN, SYSC, COCON, COND, FIT, TC, PROD, ICOBS and SU.
• Experience working in a regulated environment is essential, preferably within an insurance intermediary or insurance company.

Candidate fit

• It would suit someone who can bring ownership, clear communication, and practical organisation to the role.

Additional role context

• Conduct horizon scanning, notably UK and US regulation, to identify any regulatory change.
• Experience with US surplus lines business is preferred but not essential.