Senior Compliance Officer

Senior Compliance Officer focuses on this is a permanent role supporting the group head of compliance across a range of activities including.

What the role involves

• This is a permanent role supporting the Group Head of Compliance across a range of activities including.
• Managing the Compliance inbox, ensuring queries are prioritised and directed to the appropriate individuals within agreed timeframes.
• Developing and implementing anti-bribery and corruption (ABC) compliance programmes and policies.
• Provide actionable recommendations to mitigate compliance risks.
• Assisting with the KYC and onboarding which includes individuals and market counterparties for bond trading.
• Responding to business queries on compliance-related matters.

Skills and requirements

• Bachelor’s degree with an outstanding academic record from a reputable university.
• Experience: 3–7+ years in compliance within financial services, with specific experience in capital markets or asset management preferred.
• Knowledge: Strong understanding of regulatory frameworks such as MIFID II, MAR, IFPR, and FCA rules.
• The ability to work accurately and efficiently under tight deadlines.

Confirmed role details

• Competitive salary and comprehensive benefits package.
• Flexible and hybrid working arrangements.

Additional role context

• Join our growing team, offering an excellent opportunity to develop within a dynamic and regulated environment.