Senior Compliance Officer

As a Senior Compliance Officer, the work centres on analysing , and investigate surveillance alerts and escalations across listed and fixed income products to identify potential market abuse and policy breaches. It would suit someone who can bring clear communication, reliability, and practical judgement to the role.

Role overview

Job Title Senior Compliance Officer, Trade Surveillance. Is the leading German bank with strong European roots and a global network.

Main responsibilities

Analyze, and investigate surveillance alerts and escalations across listed and fixed income products to identify potential market abuse and policy breaches. Conduct complex, forensic-style investigations of end-to-end trade lifecycles, from order origination through execution allocation and linking data across multiple surveillance too. Provide expert guidance and direction to surveillance officers during reviews and investigations.

Requirements

• Proven surveillance experience covering Fixed income products including rates, credit, and related derivatives.
• Strong understanding of trade lifecycle processes and market abuse risks.
• Demonstrated ability to analyze trading data and conduct complex investigations.

Job details

• Corporate Title Vice President.
• Apply subject matter expertise to complex trading activity, partner closely with stakeholders globally, and help strengthen a robust, consistent surveillance framework.
• In a highly scrutinized regulatory environment, your work enables the Bank to safeguard its integrity, reputation, and commitment to ethical conduct.
• What we’ll offer you.

Requirements mentioned

• Excel