Senior Surveillance Compliance Officer

This Senior Surveillance Compliance Officer opportunity in London With is built around act as deputy to the Head of Surveillance and will help develop the function as Marex continues to evolve. It would suit someone who can bring ownership, clear communication, and practical organisation to the role.

Who the work supports

It has a major franchise in many major metals, energy and agricultural products, executing around 50 million trades and clearing 205 million contracts in 2022. Marex was established in 2005 but through its subsidiaries can trace its roots in the commodity markets back almost 100 years.

How support shows up

Act as deputy to the Head of Surveillance and will help develop the function as Marex continues to evolve. Contribute to the development of the Surveillance framework, to incorporate the evolution of Marex. Escalating any suspicious activity findings to management and reporting to regulators.

What needs to be in place

• 10+ years* transferable skills gained in a similar role.
• Leader, experience of dealing with a variety of stakeholders.
• Strong knowledge of Global Relay, SMARTS Broker or similar surveillance tools is essential.