SVP, Registered Funds Counsel

Page Executive Lincoln, England Posted This week

Contract
Onsite

Job description

Job Description

  • Negotiate various agreements with counterparties including distributors, service providers, fund managers and BDCs, non-traded REITs, private REITs, and other closed-end funds registered under the 1940 Act.
  • Draft and review of registered fund offering materials, and private fund legal documentation.
  • Assist regulatory and compliance with the substantive provisions of the 1933 and 1940 Act, including those governing affiliated transactions, fund-of-fund arrangements, and advisory and distribution contracts.
  • Advise on the legal implications of offering new and existing products and services.
  • Coordinate use of outside legal counsel with respect to a variety of issues including regulatory, corporate and fund investment work.
  • Review materials for SEC and FINRA compliance.
  • Draft and review various contracts, non-disclosure agreements and other legal documentation.
  • Perform ad hoc research projects.
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