Wealth Management Client Associate

Wealth Management Client Associate focuses on this job is responsible for providing client service support to potentially multiple financial advisors (fas).

What the role involves

• This job is responsible for providing client service support to potentially multiple Financial Advisors (FAs).
• Assists with ensuring practices are in alignment with the bank's policies and procedures to support operational excellence, protect the bank's clients.

Skills and requirements

• Is an enthusiastic, highly motivated self-starter with a strong work ethic and an intense focus on results.
• Demonstrates a client-centric mindset, always acting in the best interest of the client.
• Has the ability to learn and adapt to new information and technology platforms.
• Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65 accepted in lieu of 66).

Additional role context

• Provides excellent Client Service to the bank's clients through educating them on all of the bank's service and banking offerings.
• Ensures timeliness, accuracy, and completeness in client materials and follows up on all client and Financial Advisor (FA) requests.
• Supports day-to-day team activities and needs including covering roles in times of absence or seasonal need increases, while leading with a client first mindset.