Wealth Management Client Associate

As a Wealth Management Client Associate, the work centres on assists with ensuring practices are in alignment with the bank's policies and procedures to support operational excellence, protect the bank's clients, and manage risk. It would suit someone who can bring clear communication, reliability, and practical judgement to the role.

Why this role may suit you

Job expectations include serving as the most frequent point of contact within Merrill to address all service needs of their clients. Key responsibilities include supporting enterprise strategic objectives, operational excellence goals, and client advocacy within the FA's business, while customizing solutions bas.

What you would be doing

Assists with ensuring practices are in alignment with the bank's policies and procedures to support operational excellence, protect the bank's clients, and manage risk. Provides excellent Client Service to the bank's clients through educating them on all of the bank's service and banking offerings. Ensures timeliness, accuracy, and completeness in client materials and follows up on all client and Financial Advisor (FA) requests.

What you need

• Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65 accepted in lieu of 66).
• Has experience working with clients, quickly fulfilling their needs, delivering complex solutions, and providing an excellent client experience.
• Is an enthusiastic, highly motivated self-starter with a strong work ethic and an intense focus on results.